REGULATORY COMPLIANCE & GOVERNANCE
Finova Connect operates under strict regulatory oversight across multiple authorities, ensuring every client interaction meets the highest compliance standards.
Capital Market Registrations
AMFI ARN 346911 (to be transferred to Pvt. Ltd. upon incorporation)
APMI APRN 07766 (to be transferred to Pvt. Ltd. upon incorporation)
NISM Series V-A, XIII, XXI-A, XVII, XIX-A certifications
AMFI/APMI Declaration of Self-Certification (DSC) filed annually by June 30
Full compliance with SEBI Master Circular for Mutual Funds & PMS/AIF